The physical principle
Why some gases absorb infrared and others cannot
What you should already have
About 80 minutes
Plus the time it takes to redraw this lesson’s figures from memory, which is the fastest way to find out what you have not understood.
Where this shows up
Capnography is the monitor that confirms the tube is in the trachea, and there is no substitute for it in that moment. This lesson covers how the measurement is actually made, every way the reading can be wrong, and what each shape of the trace means.
Learning outcomes
By the end of this lesson you should be able to:
- State which gases absorb infrared and which cannot, and explain the molecular property that decides it.
- State the Beer–Lambert relationship with every symbol defined, and separate its two component laws.
- Describe how a capnometer measures carbon dioxide, and distinguish that from how gas is delivered to the analyser.
- Compare sidestream with mainstream sampling on delay, water handling, dead space and which gases can be measured.
- Describe zeroing and calibration, and give each source of error with its mechanism, the direction of the error and its remedy.
- Draw a normal capnogram with labelled and scaled axes, four numbered phases, the end-tidal point and the α and β angles.
- Interpret abnormal traces, and quote the normal end-tidal value and the arterial to end-tidal gradient in both units.
- Describe paramagnetic, fuel cell and polarographic oxygen analysis, and the physiological effects of hypercarbia.
Together these settle 4 syllabus objectives: Infrared absorption and the Beer–Lambert law; Capnometer design, sampling, calibration and error; The capnogram, and the arterial to end-tidal gradient and Paramagnetic, fuel cell and polarographic oxygen analysis. Tick them on the Clinical measurement objective list once you can do all of the above without notes.
A molecule absorbs infrared radiation only if its vibration changes its dipole moment: only if the distribution of charge across the molecule is asymmetrical, or becomes asymmetrical as the bonds stretch and bend. In practice that means gases whose molecules contain two or more different atoms. Carbon dioxide, nitrous oxide, water vapour and the halogenated volatile agents all qualify. Oxygen, nitrogen and helium do not: they are elementary or symmetrical, have no dipole moment, and are effectively transparent to infrared.
Each absorbing gas does so at its own characteristic wavelengths. Choosing a wavelength where the gas of interest absorbs strongly, and the other gases in the mixture do not, is what lets one gas be measured in the presence of the others.
Where each gas absorbs
| Gas | Absorbs infrared at | Band used clinically | Why it matters |
|---|---|---|---|
| Carbon dioxide | About 4.3 µm | A narrow band near 4.3 µm; one design uses 4.28 µm to limit nitrous oxide interference | The working wavelength of every theatre capnometer |
| Nitrous oxide | Strongly at 4.4–4.6 µm; less at 3.9 µm | Its own band, close to carbon dioxide’s | The neighbouring bands, and collision broadening, both make CO₂ over-read |
| Volatile agents | 3.3 µm (C–H bonds) and throughout 8–12 µm | 8–12 µm, where each agent has its own pattern | Every agent absorbs at 3.3 µm, so identifying the agent needs the 8–12 µm bands |
| Water vapour | Broad absorption across the infrared | Removed rather than measured | Condensation and vapour are a source of error, not a signal |
| Oxygen, nitrogen, helium | None | Not measurable by infrared | Elementary and symmetrical: no dipole moment, so no infrared absorption |
The Beer–Lambert law
Infrared light of the chosen wavelength is passed through a chamber of known path length containing the sample. The transmitted intensity, I, falls exponentially from the incident intensity, I₀, with both the concentration of the absorbing gas, c, and the distance the light travels through it, the path length l, which the design fixes. Written as absorbance, A, the same law is a straight line: absorbance is proportional to concentration and path length.
ε is the extinction coefficient: how strongly one mole of this particular gas absorbs at this particular wavelength, in L·mol⁻¹·cm⁻¹. It is a fixed property of the molecule, not of the sample or the instrument, and it is the term that makes the method gas-specific. Carbon dioxide has a large ε near 4.3 µm and a negligible one elsewhere, which is exactly why a narrow optical filter can pick it out of a mixture; a gas with ε = 0 at the chosen wavelength, such as oxygen, cannot be measured this way at all.
The two component laws state different things. Beer's law says that absorption is proportional to the concentration of the absorbing substance; Lambert's law says that it is proportional to the path length. Combined, the energy absorbed from the narrow infrared band is proportional to the number of absorbing carbon dioxide molecules in the beam. The analyser therefore measures partial pressure, and it obtains the concentration by comparing the measured absorbance with that of a known calibration standard.
Instrument design
Inside the capnometer, and where you attach it
Components of the optical bench
The bench has five parts, in the order the light meets them:
- Infrared source: a heated element emitting a broad infrared spectrum.
- Optical filter, or a rotating filter wheel, selecting the narrow band near 4.3 µm. Selectivity here decides how much nitrous oxide interference gets through. A rotating wheel also chops the beam into an alternating signal, which is easier to amplify and drifts less than a steady one.
- Sample chamber of fixed path length, with sapphire windows. Ordinary glass cannot be used because glass itself absorbs infrared.
- Reference path or reference cell, containing carbon dioxide-free gas, so the analyser measures a ratio rather than an absolute intensity and is insensitive to drift in the source and detector (a double-beam instrument).
- Photodetector and processor, converting transmitted intensity to a displayed concentration or partial pressure.
Sidestream against mainstream
The bench is the same in both designs; what differs is how gas reaches it. A sidestream (diverting) analyser aspirates a sample from the airway and carries it along a fine sampling line to a remote analyser. A mainstream (non-diverting) analyser places the optical bench over a chamber in the breathing system itself, so the beam passes directly through the airway gas.
| Sidestream | Mainstream | |
|---|---|---|
| Where the analyser sits | Remote from the patient; gas is aspirated to it | In the breathing system at the airway |
| Sampling | Usually about 200 mL/min (range 50–250; some designs up to 400) through fine-bore tubing | No gas removed; the chamber is part of the circuit |
| Delay | A few seconds through a standard 3 m line (one module: 2.5 s delay and 2.9 s total response at 200 mL/min); under 1 s with short tubing and the correct flow | Effectively real time; one sensor’s rise time is under 60 ms |
| Sampled gas | Returned to the breathing system (in a closed circuit) or sent to scavenging | None removed |
| Weight at the airway | Light — only the sampling line | Heavier cuvette, with drag and disconnection risk |
| Water and secretions | Water trap and filter required; the line can block or kink | Cuvette heated, or its windows coated, to prevent condensation; windows can be soiled |
| Dead space | Negligible added dead space | Adds apparatus dead space, which matters in neonates |
| Other gases | The same sample can be analysed for O₂, N₂O and volatile agents | Usually carbon dioxide alone |
| Non-intubated patient | Usable through nasal cannulae or an oxygen mask | Not usable without an airway device |
| Main drawback | Delay, blockage, gas removal from the circuit in low-flow or paediatric use | Bulk at the airway, cost of the cuvette, cleaning |
Performance and error
Calibration, response time and the ways the reading goes wrong
Zeroing and calibration
The analyser is zeroed against a carbon dioxide-free gas, usually room air, which sets the value of I₀ and compensates for gradual soiling of the windows and ageing of the source. It is calibrated against a gas mixture of known carbon dioxide concentration, which sets the scale. Zeroing corrects the offset; calibration corrects the gain. Both are needed.
Response time
The total delay between gas leaving the airway and the number changing on the screen is the transit time along the sampling line plus the rise time of the analyser itself, conventionally the time to move from 10% to 90% of a step change. A small analysing chamber, of about 1 mL, keeps the rise time under about 400 ms. The transit time only delays the signal, but if the total approaches the duration of expiration, the plateau is never reached and end-tidal carbon dioxide is under-read. This is why neonatal and high-respiratory-rate monitoring is where sidestream sampling most often fails.
Sources of error
| Source | Mechanism | Effect on the reading | Remedy |
|---|---|---|---|
| Collision (pressure) broadening | Nitrous oxide and oxygen broaden the CO₂ absorption peak, so more infrared is absorbed than the CO₂ concentration alone would explain | Over-reading of carbon dioxide | Compensation, entered manually or measured automatically from the nitrous oxide concentration |
| Neighbouring absorption bands | Nitrous oxide absorbs close to the CO₂ band | Over-reading | Narrow, well-selected optical filters; multi-wavelength correction |
| Water vapour and condensation | Water absorbs infrared broadly and droplets scatter it | Unpredictable error; blocked sampling line | Water trap, hydrophobic filter, heated cuvette, water-permeable tubing |
| Soiled or scratched windows | Reduced transmitted intensity is read as absorption | Over-reading and drift | Cleaning and regular zeroing |
| Leak or kink in the sampling line | Entrained room air dilutes the sample | Under-reading and a damped, blunted waveform | Inspect the line and the connections; check the water trap |
| Excessive sampling rate | Fresh gas is entrained during expiration, particularly at small tidal volumes | Under-reading, loss of the plateau | Reduce the sample flow in paediatric and low-flow use |
| Sampling flow too low, or too high for the line | Too low lengthens the rise time; too high drops the pressure along the line, and the analyser output depends on pressure | Slow response, or a pressure-related error | Use the tubing and flow the analyser was designed for |
| Slow response or long transit time | Rise time plus transit time exceeds the duration of expiration | Plateau never reached; under-reading at high respiratory rates | Short, wide-bore sampling line; mainstream sampling in neonates |
| Barometric pressure | The analyser measures partial pressure but may display volumes per cent | Apparent discrepancy at altitude or under hyperbaric conditions | State which quantity is displayed; pressure compensation |
Interactive figure
The capnogram
Select a phase to see what gas is being sampled and why the trace has that shape, then switch to the abnormal traces and read each one as a deviation from the normal waveform held behind it.
Four phases, two angles, one end-tidal point
Select a phase above. The marks in this question are labelling marks, so practise naming each part in order: phase I dead-space gas, phase II mixing upstroke, phase III alveolar plateau, the end-tidal point at the end of that plateau, and phase IV the inspiratory downstroke.
Reading the waveform
The normal capnogram, phase by phase
A capnogram plots carbon dioxide, as PCO₂ in mmHg or kPa, against time in seconds. The baseline sits on zero, and each breath traces four phases, with the end-tidal point marked at the end of the plateau.
| Phase | What it is | Gas being sampled | Shape |
|---|---|---|---|
| Phase I | Start of expiration | Carbon dioxide-free gas from the conducting airways and apparatus — the dead space | Flat, on a zero baseline |
| Phase II | Mixing upstroke | Dead-space gas mixing with arriving alveolar gas | Rapid S-shaped rise |
| Phase III | Alveolar plateau | Carbon dioxide-rich gas from the alveoli | Near-horizontal with a slight upslope; end-tidal carbon dioxide is the value at its end |
| Phase IV | Inspiratory downstroke | Fresh gas washing the sampling point | Turns through almost a right angle and falls rapidly to baseline |
The slight upslope of phase III is real and worth explaining rather than drawing flat. Alveoli with longer time constants and lower ventilation–perfusion ratios empty later in expiration and carry more carbon dioxide, so the concentration creeps upward across the plateau.
The two angles
The α angle, between phases II and III, is normally about 100–110°. It increases with obstruction to expiratory flow and with ventilation–perfusion mismatch, together with a steeper phase III. The β angle, between phase III and the inspiratory downstroke, is normally about 90°, and it increases with rebreathing.
Normal values
| Quantity | kPa | mmHg | Comment |
|---|---|---|---|
| PaCO₂ | 4.7–6.0 kPa | 35–45 mmHg | Arterial partial pressure; above 6.1 kPa (46 mmHg) is abnormal |
| PETCO₂ | 4.0–5.3 kPa | 30–40 mmHg | End of the alveolar plateau |
| Pa–ETCO₂ gradient | 0.3–0.7 kPa | 2–5 mmHg | Under 5 mmHg in health; widens with alveolar dead space |
| Mixed venous PCO₂ | 6.1 kPa | 46 mmHg | Reference point on the CO₂ dissociation curve |
| CO₂ production | ≈ 200 mL/min | — | Resting adult; rises with metabolic rate |
Why end-tidal carbon dioxide is lower than arterial
The arterial to end-tidal difference exists because alveolar dead space, alveoli that are ventilated but not perfused, contributes carbon dioxide-free gas to the expirate and dilutes the alveolar sample. In healthy people with even ventilation the gradient is under 5 mmHg, small and reasonably stable, which is what makes end-tidal carbon dioxide a useful surrogate for arterial carbon dioxide.
It becomes unreliable exactly when the gradient changes. It widens with hypovolaemia, reduced cardiac output, pulmonary embolism, high airway pressures or excessive positive end-expiratory pressure, chronic lung disease, increasing age and the upright posture. In those situations a falling end-tidal value does not mean a falling arterial value; it may mean the opposite. And with severe heterogeneity of ventilation, end-tidal PCO₂ can even exceed arterial.
That is also the basis for judging the adequacy of ventilation from the trace. Hypoventilation raises the end-tidal value and hyperventilation lowers it, but only while the gradient is stable, so a falling trace in a shocked or embolised patient is a circulatory sign, not a ventilatory one.
Pattern to mechanism
Abnormal traces, and what capnography is actually for
Reading an abnormal trace, in order
Five questions, asked in this order, sort almost every abnormal trace:
- Is there a waveform at all? No waveform is an airway or circulatory emergency: disconnection, oesophageal intubation, total obstruction, apnoea or cardiac arrest.
- Does the baseline reach zero? A raised baseline is rebreathing: exhausted absorbent, an incompetent valve or inadequate fresh gas flow.
- Is there a true plateau? An upsloping, shark-fin expiratory limb with a widened α angle is obstruction to expiratory flow.
- Is the height right? A normal shape at a changed height is a ventilation, circulation or production problem, and the direction and speed of change separate them.
- Is anything superimposed? A single notch is patient effort; small regular ripples at the cardiac rate are cardiogenic oscillations.
Causes of a raised end-tidal carbon dioxide
The causes are best organised by mechanism: more carbon dioxide produced, carbon dioxide added from outside, or carbon dioxide not removed. That grouping is what makes the list explanatory, and it stops one category standing in for the whole.
| Mechanism | Causes |
|---|---|
| Increased endogenous production | Malignant hyperthermia · thyroid storm · phaeochromocytoma · neuroleptic malignant syndrome · sepsis · fever · shivering · seizures · light anaesthesia · overfeeding, particularly a high carbohydrate load · release of a limb tourniquet or reperfusion of an ischaemic bed · a rise in cardiac output delivering more carbon dioxide to the lungs, including return of spontaneous circulation |
| Exogenous carbon dioxide load | Carbon dioxide insufflation during laparoscopy, worse with extraperitoneal insufflation · sodium bicarbonate administration · transfusion of stored blood |
| Reduced elimination | Hypoventilation from opioids, volatile agents, residual block, inadequate set minute ventilation, high spinal or neuromuscular disease · increased physiological or apparatus dead space · rebreathing from an exhausted absorber, an incompetent valve or inadequate fresh gas flow · airway obstruction and bronchospasm · reduced functional residual capacity from pneumoperitoneum or head-down positioning · chronic obstructive pulmonary disease |
| Artefact | Collision broadening by nitrous oxide · an uncalibrated or unzeroed analyser · soiled windows |
Rebreathing from equipment deserves a special mention. If all the carbon dioxide produced is retained and distributed through the body stores, arterial PCO₂ can rise no faster than about 0.4 to 0.8 kPa a minute, which limits how quickly rebreathing becomes dangerous but also means the rise is easy to miss without a capnograph.
A sudden change of the trace to a straight line gives prompt warning of a failure of ventilation or of the circulation, such as an air embolus, while a progressive rise of end-tidal carbon dioxide points to inadequate ventilation or the onset of malignant hyperthermia.
The clinical roles of capnography
| Role | What the waveform gives you |
|---|---|
| Confirming tracheal intubation | A sustained waveform over several breaths. The most important single use, and the standard of care. |
| Continuous airway monitoring | Detects disconnection, extubation, obstruction and circuit failure earlier than any other monitor. |
| Adequacy of ventilation | Continuous trend of hypo- and hyperventilation between blood gases. |
| Adequacy of circulation | A fall in end-tidal carbon dioxide with an unchanged ventilation reflects reduced pulmonary blood flow. |
| Cardiopulmonary resuscitation | Guides compression quality and signals return of spontaneous circulation. |
| Diagnosis of the breathing system | A raised baseline identifies rebreathing; a shark fin identifies obstruction. |
| Metabolic monitoring | A progressive unexplained rise is the earliest sign of malignant hyperthermia. |
| Depth of block and patient effort | A curare cleft signals returning spontaneous respiratory effort. |
| Sedation and recovery | Nasal capnography detects apnoea and airway obstruction earlier than pulse oximetry. |
Alternatives and their place
Other ways to measure carbon dioxide
The Severinghaus electrode measures PCO₂ in blood, not in gas. Carbon dioxide diffuses across a carbon dioxide-permeable plastic membrane into a thin film of sodium bicarbonate solution held in a nylon mesh, where it forms carbonic acid and dissociates; the resulting change in hydrogen ion concentration is measured by a glass pH electrode. Because the gas must diffuse through the membrane, its response takes about 2–3 minutes, and with care it is accurate to about 130 Pa (1 mmHg). Like the oxygen electrode, it is kept at 37 °C and calibrated with humidified gas mixtures of known concentration.
A colorimetric detector uses a pH-sensitive dye, classically metacresol purple, which changes from purple to yellow in the presence of carbon dioxide. It is a disposable qualitative device for confirming tracheal placement when no capnograph is available. It gives no waveform, no number and no trend, and gastric contents, mucus or adrenaline in the tube can discolour it.
Mass spectrometry ionises the sample gas and separates the ions by mass in a magnetic field (or with four charged rods in a quadrupole instrument). It identifies and quantifies up to eight gases breath by breath, with a response under 100 ms. Nitrous oxide and carbon dioxide share a mass number of 44, so nitrous oxide is measured from its nitric oxide fragment, mass 30. The equipment is expensive, so it was shared between theatres through long sampling lines, with delay and a single point of failure; it has largely disappeared from clinical use.
Raman spectroscopy shines a laser through the sample; a small proportion of the scattered light is shifted in wavelength by an amount characteristic of each molecule. It can measure oxygen and nitrogen as well, but the equipment is large and no longer in routine theatre use. Photoacoustic spectroscopy pulses infrared radiation through the gas, causing cyclical heating, expansion and a pressure wave that a microphone detects as sound; one simple microphone serves every infrared-absorbing gas, and it appears in some multi-gas analysers.
The gas infrared cannot see
Oxygen analysis
| Method | Principle | Strengths | Limitations |
|---|---|---|---|
| Paramagnetic analysis | Oxygen has unpaired electrons in its outer shell and is drawn into a magnetic field, while most other gases, nitrogen included, are weakly repelled. The classic analyser is a nitrogen-filled glass dumb-bell on a filament in a non-uniform field, which rotates as oxygen displaces it. Current designs either hold the dumb-bell still with an opposing current (null deflection), or switch a magnetic field on and off across sample and reference gas and read the resulting pressure difference on a transducer. | Fast enough for breath-by-breath values; null-deflection designs accurate to about 0.1%; the pulsed-field type has no moving parts | Water vapour must be removed or corrected for; calibrated as part of the machine check |
| Fuel cell (galvanic cell) | Oxygen diffuses through a membrane to a gold mesh cathode and is reduced (O₂ + 2H₂O + 4e⁻ → 4OH⁻); a lead anode is oxidised in potassium hydroxide. The cell generates its own current, proportional to the oxygen partial pressure, so no external voltage is needed. | Simple, self-powered and cheap; less maintenance than a polarographic cell | Consumed in use, with a life of months (6–12 months); slow, about 30 s, so not breath-by-breath; temperature dependent, compensated by a thermistor; nitrous oxide can damage a standard cell; needs regular user calibration |
| Polarographic (Clark) electrode | A platinum cathode and a silver/silver chloride anode in potassium chloride, behind an oxygen-permeable membrane, with an external polarising voltage of 0.6 V. Oxygen is reduced at the cathode (O₂ + 2H₂O + 4e⁻ → 4OH⁻) and the current is proportional to the oxygen partial pressure. 0.6 V sits in the middle of the plateau of the current–voltage curve (about 0.4–0.8 V), so small voltage changes do not alter the reading, and the calibration is linear. | Measures PO₂ in blood as well as in gas; the oxygen electrode of the blood gas analyser, kept at 37 °C | Needs a polarising voltage and calibration; membrane, electrolyte and cathode deteriorate (protein coats the cathode); halothane can give falsely high readings unless the membrane is impermeable to it |
| Pulse oximetry | Measures oxygen saturation of haemoglobin, not partial pressure, from the differential absorption of red and infrared light by oxyhaemoglobin and deoxyhaemoglobin in pulsatile blood. | Non-invasive and continuous | Not a measure of oxygen tension, content or delivery; unreliable with poor perfusion, dyshaemoglobins and motion |
Completing the multi-gas analyser
Volatile agent analysis
All the agents in current use are halogenated hydrocarbons or ethers containing C–H bonds, so they all absorb near 3.3 µm. A single-wavelength analyser can therefore say how much agent is present but not which agent it is; the early analysers had to be programmed by the user for the agent in use, and the wrong agent, or a mixture, gave erroneous readings. Because the minimum alveolar concentration of desflurane, about 6%, is roughly five times that of isoflurane, about 1.15%, a misidentified agent gives a badly misleading picture of depth.
Modern analysers solve this by measuring each agent at its own set of wavelengths in the 8–12 µm range and matching the pattern against known spectra. That lets them identify the agent and quantify it, and even quantify two agents in the presence of each other.
| Method | Principle | Current status |
|---|---|---|
| Infrared absorption | Every modern agent absorbs at 3.3 µm and across 8–12 µm. Early analysers used 3.3 µm alone and had to be told which agent was in use; current analysers measure each agent at its own set of wavelengths in the 8–12 µm range, so they identify and quantify the agent, and can quantify two agents in the presence of each other. | The standard method in current anaesthetic machines |
| Piezoelectric quartz crystal | Two quartz crystals oscillate at their resonant frequency; one is coated with silicone oil. The agent dissolves in the oil, and the added mass lowers that crystal’s resonant frequency in proportion to the concentration. | Cannot distinguish between agents |
| Refractometry (interferometry) | Two light beams pass through a sample chamber and a reference chamber. The agent changes the refractive index of the sample, shifting the interference pattern of the recombined beams. | Used to check vaporiser calibration rather than for monitoring |
| Gas chromatography | A sample is carried through a separating column; each component emerges at its own retention time and is detected by flame ionisation, thermal conductivity or electron capture. | Very sensitive, and can measure drugs in blood, but not continuous; used for calibration and trace levels |
| Mass spectrometry and Raman spectroscopy | Mass spectrometry ionises the sample and separates the ions by mass; Raman spectroscopy shines a helium–neon laser (633 nm) through the sample and reads the wavelength shift of the scattered light, which is characteristic of each gas. | Accurate, but expensive and bulky; no longer in routine theatre use |
From measurement to physiology
The physiological effects of hypercarbia
The chemistry underneath
Carbon dioxide raises the hydrogen ion concentration by its spontaneous and carbonic anhydrase-catalysed hydration, and it also reacts with free amine groups in proteins to form carbamino compounds. Because it diffuses readily across cell membranes, it generates carbonic acid and hydrogen ions inside cells as well as outside them, and the resulting pH follows the Henderson–Hasselbalch relationship.
Two rules of thumb describe the size of the change. In acute respiratory acidosis, pH falls by about 0.08 for every 10 mmHg (1.33 kPa) rise in PaCO₂, and bicarbonate rises by 1–2 mmol/L. In chronic hypercarbia, renal compensation raises bicarbonate by 3–4 mmol/L for each 10 mmHg, so pH falls by only about 0.03.
System by system
| System | Mechanism | Effect | Qualifier worth stating |
|---|---|---|---|
| Cardiovascular | Sympathetic discharge with a rise in plasma adrenaline and noradrenaline, opposing a direct depressant effect of carbon dioxide and acidosis on myocardium and vascular smooth muscle | In moderate hypercapnia, a rise in cardiac output, heart rate and usually blood pressure (not a reliable sign); arrhythmias reported, seldom serious in awake subjects; warm, flushed skin and a full, bounding pulse | The balance of the two actions decides the net effect, which is unpredictable. In gross hypercapnia (PCO₂ above 27 kPa, 200 mmHg) adrenaline rises abruptly. |
| Central nervous system | Cerebral vasodilatation; a fall in intracellular and CSF pH | Cerebral blood flow rises by about 1–2 mL/100 g/min per mmHg between about 20 and 80 mmHg, raising intracranial pressure; drowsiness, then carbon dioxide narcosis above about 12 kPa (90 mmHg) | Carbon dioxide crosses the blood–brain barrier freely whereas bicarbonate does not, so acute changes act rapidly. 30% carbon dioxide anaesthetises humans but often causes convulsions. |
| Respiratory | Stimulation of central and peripheral chemoreceptors; pulmonary vasoconstriction | Increased minute ventilation; changes in small-airway calibre; pulmonary vascular resistance up 32% and mean pulmonary artery pressure up 60% at an end-expiratory PCO₂ of 7 kPa, diverting blood from underventilated alveoli as hypoxic vasoconstriction does | Volatile agents flatten the ventilatory response to carbon dioxide and shift the apnoeic threshold, which is why hypercarbia is common under anaesthesia. |
| Oxygen transport | Bohr effect; displacement of alveolar oxygen | Rightward shift of the oxyhaemoglobin dissociation curve, favouring tissue unloading; the Haldane effect assists carbon dioxide offloading in the lung | At a fixed inspired oxygen fraction, a rising PaCO₂ lowers alveolar PO₂ through the alveolar gas equation. |
| Electrolytes and kidney | Potassium leaks from cells with the acidosis; renal compensation | Plasma potassium rises, stepwise with repeated bouts; at very high PCO₂, afferent arteriolar constriction and anuria; with long-term hypercapnia, increased renal bicarbonate reabsorption (a compensatory metabolic alkalosis) | Renal compensation takes days, which separates acute from chronic respiratory acidosis. |
Because the net cardiovascular effect is the balance of two opposing actions, it is unpredictable, and neither “increased cardiac output” nor “myocardial depression” alone describes it.
The clinical picture in a patient with chronic hypercapnia follows from the table: a flushed skin and a full, bounding pulse with occasional extrasystoles; a raised but unreliable blood pressure; and muscle twitching and a characteristic flap of the hands. Arterial PCO₂ above 6.1 kPa (46 mmHg) should be considered abnormal in a healthy subject, although values up to 6.7 kPa (50 mmHg) can be reached by breath-holding.
There are only four causes of hypercapnia: carbon dioxide in the inspired gas (from rebreathing, since current machines carry no carbon dioxide supply); increased production, as in malignant hyperthermia or sepsis, or absorption during laparoscopy; hypoventilation, by far the commonest; and increased dead space.
And the mirror image: hypocarbia
Cerebral vasoconstriction with reduced cerebral blood flow is the most important effect. It reduces intracranial pressure briefly, but the reduction may be short-lived, the effect on flow is variable, and sustained vasoconstriction risks cerebral ischaemia; hyperventilation to lower intracranial pressure is therefore kept for when other measures have failed. With prolonged hypocapnia, cerebral blood flow drifts back towards baseline over a few hours as CSF pH corrects.
Hypocarbia also shifts the oxyhaemoglobin dissociation curve to the left, increasing haemoglobin affinity and impairing tissue unloading. Severe hypocapnia causes paraesthesiae and tetany from a general hyperexcitability of nerves; the fall in ionised calcium is too small to explain the tetany. In the anaesthetised patient it causes apnoea once PaCO₂ falls below the apnoeic threshold, and in animals it attenuates hypoxic pulmonary vasoconstriction, although that has not been described in humans.
Consolidation